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Risk and compliance
Results: 2018

#	Item
821	Vol. 2, Issue 2 Compliance Matters Compliance Matters Add to Reading List Source URL: www.nyu.edu Language: English - Date: 2014-02-12 11:20:41 Association of American Universities Regulatory compliance Risk and compliance Education in New York New York New York University Middle States Association of Colleges and Schools Education in New York City
822	Information Governance How IG helps you meet corporate responsibilities ©2013 Kahn Consulting, Inc. Sponsored By Add to Reading List Source URL: www.kahnconsultinginc.com Language: English - Date: 2014-06-19 14:30:26 Administration Information governance Project management Information Information security Business intelligence Data governance Governance risk management and compliance Data management Information technology management Business
823	THOMSON REUTERS FINANCIAL AND RISK MANAGEMENT REUTERS/TYRONE SIU CAN YOUR TECHNOLOGY WITHSTAND THE PACE AND Add to Reading List Source URL: thomsonreuters.com Language: English - Date: 2014-03-17 07:17:39 Finance Self-regulatory organizations Financial services Thomson Reuters Financial Industry Regulatory Authority Regulatory compliance U.S. Securities and Exchange Commission Broker-dealer Regulatory capture Financial economics United States securities law Financial system
824	Insights on GRC_Internal Audit Survey 2013_AU1705.pdf Add to Reading List Source URL: www.ey.com Language: English - Date: 2015-02-10 09:43:59 Business Chief audit executive Internal audit Enterprise risk management Audit Institute of Internal Auditors Risk and compliance Internal control Financial audit Auditing Accountancy Risk
825	REGULATORS’ COMPLIANCE CODE Statutory Code of Practice for Regulators 17 DECEMBER 2007 Add to Reading List Source URL: www.merseyfire.gov.uk Language: English - Date: 2012-05-01 11:46:47 Better Regulation Commission Economy of the United Kingdom Public administration Legislative and Regulatory Reform Act Regulation Regulatory compliance Economics Regulatory risk differentiation Rail Safety Act United Kingdom Administrative law Economics of regulation
826	OCC[removed], "Lending Limits: Compliance Extension Final Rule" Add to Reading List Source URL: occ.gov Language: English - Date: 2015-02-01 08:48:43 Financial services Finance 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Office of the Comptroller of the Currency Title 12 of the United States Code National bank United States federal banking legislation Financial institutions Financial regulation
827	Manage all your firm’s regulatory obligations with the Lawclient Compliance Management Suite Add to Reading List Source URL: www.hammickslegal.com Language: English - Date: 2014-08-15 11:15:31 Compliance Lexcel Regulatory compliance Risk and compliance
828	Office of the Secretary of Defense § [removed]Permission for manufacture, or use, for defense purposes. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-08-19 11:30:53 Risk Economy of the United States Auditing Government Accountability Office Administration of federal assistance in the United States Audit Performance audit Office of Management and Budget OMB A-133 Compliance Supplement Accountancy Single Audit United States Office of Management and Budget
829	AWS Risk and Compliance Whitepaper Add to Reading List Source URL: ip-saas-infopark23444378-cms.s3-eu-west-1.amazonaws.com Language: English - Date: 2013-03-18 07:33:10 Centralized computing Computer security Cloud storage Computer law Data security Amazon Web Services Amazon Elastic Compute Cloud Amazon S3 Statement on Auditing Standards No. 70: Service Organizations Cloud computing Computing Web services
830	Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures Add to Reading List Source URL: www.iciglobal.org Language: English Finance Risk Regulatory compliance United States corporate law United States securities law Chief compliance officer Sarbanes–Oxley Act Internal control Internal audit Auditing Corporate governance Business

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